Raymond J Lucia Co Headquarters
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Raymond J Lucia Companies LinkedIn
- https://www.linkedin.com/company/raymond-j-lucia-companies
- Raymond J Lucia Companies is a financial services company based out of 5900 Pasteur Ct, Carlsbad, CA, United States. Website http://www.luciacap.com/
Raymond J Lucia Co in San Diego, CA
- https://completemarkets.com/company/RaymondJLuciaCo
- Raymond J. Lucia Companies is an investment advisory firm headquartered in San Diego. It provides wealth management services to more than 5,000 clients throughout the United States. The firm specializes in retirement income planning, asset management
RAYMOND J LUCIA CO. - SAN RAMON, CA - Business Page
- https://assets.dandb.com/businessdirectory/raymondjluciaco.-sanramon-ca-25949115.html
- Raymond J Lucia Co. specializes in Museums And Art Galleries. Raymond J Lucia Co. has 2 employees and estimated revenues of $91,000.00.
Raymond J. Lucia Companies, Inc. - Financial Services Firm ...
- https://www.brightscope.com/financial-planning/firm/4584/Raymond-J-Lucia-Companies-Inc/
- Raymond J. Lucia Companies, Inc. is a RIA based in Sabre Springs, CA . Raymond Joseph Lucia is the majority owner of the firm and has been in this role with the firm since 1994.
Ray Lucia - Wikipedia
- https://en.wikipedia.org/wiki/Ray_Lucia
- Lucia founded the Raymond J. Lucia Companies, Inc. and was the company's president and CEO for over twenty years. Registered Rep Magazine named Lucia as one of the "Top 100 Independent Financial Advisors in America" in 2008, and he was one of ten financial advisors recognized in the magazine's 2004 "Outstanding Broker Awards."Born: April 3, 1950 (age 71), Philadelphia, Pennsylvania
Initial Decision: Raymond J. Lucia Companies, Inc. and ...
- https://www.sec.gov/alj/aljdec/2013/id495ce.pdf
- Jul 08, 2013 · headquarters in Washington, DC. The admitted exhibits are listed in the Record Index issued by the Secretary of the Commission on April 19, 2013 2 The Division .
SEC.gov Raymond J. Lucia, Sr. and His Company Settle ...
- https://www.sec.gov/enforce/34-89078-s
- Jun 16, 2020 · June 16, 2020. The Securities and Exchange Commission today announced that former registered investment adviser Raymond J. Lucia, Sr., and his former advisory firm, Raymond J. Lucia Companies, Inc. (RJL), have agreed to settle charges that they made misrepresentations concerning their investment strategy. The SEC's order finds that from 2006 through 2010, Lucia attempted to generate …
RJL Enterprises www.raylucia.com LinkedIn
- https://www.linkedin.com/company/rjl-enterprises-www.raylucia.com
- RJL Enterprises www.raylucia.com 45 followers on LinkedIn. Deemed "A Rising Star in Talk Radio" and as one of the "Top 100 Most Important Radio Talk Show Hosts in America," by Talkers Magazine ...
INITIAL DECISION RELEASE NO. 540 ADMINISTRATIVE …
- https://www.sec.gov/alj/aljdec/2013/id540ce.pdf
- Dec 06, 2013 · that Respondent Raymond J. Lucia, Sr. (Lucia) aided and abetted RJLC s violations of Sections 206(1) , 206(2) , and 206(4) of the Advisers Act, and bars Lucia from associating with an investment adviser, broker , or dealer , revokes Lucia s and RJLC s er investment advis
SUPREME COURT OF THE UNITED STATES
- https://www.supremecourt.gov/opinions/17pdf/17-130_4f14.pdf
- trative proceeding against petitioner Raymond Lucia and his investment company. Lucia marketed a retirement savings strategy called “Buckets of Money.” In the SEC’s view, Lucia used misleading slideshow presentations to deceive prospective clients. The SEC charged Lucia under the Investment Advisers Act, §80b–1 . et seq., and assigned
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